GOVERNOR RICK SCOTT MONTHLY AGENCY ACHIEVEMENT REPORT OFFICE OF FINANCIAL REGULATION JANUARY 2015 JANUARY ACHIEVEMENTS 1. Monthly Statistics

Source URL: www.flofr.com

• Business
• Commodity Futures Trading Commission
• Futures contract
• Day trader
• Fraud
• Commodity Exchange Act
• Commodity trading advisor
• Commodity pool
• Commodities market
• Financial economics
• Finance

Division of Trading and Markets No-Action Letter: MarketAxess Corporation

Source URL: www.sec.gov

• Financial markets
• United States securities law
• Broker-dealer
• Fixed income market
• Securities Exchange Act
• U.S. Securities and Exchange Commission
• Repurchase agreement
• Same-day affirmation
• Depository Trust & Clearing Corporation
• Financial economics
• Finance
• Financial system

ESMA Economic Report - HFT activity in EU equity markets

Source URL: www.esma.europa.eu

• Mathematical finance
• Economics
• Stock market
• Algorithmic trading
• High-frequency trading
• Flash Crash
• Direct market access
• Day trading
• Electronic trading platform
• Financial markets
• Financial economics
• Finance

Commodity Trading Fundamentals 2 day intensive training This course is inspired by a bespoke training tailor made for a member and which encountered such a success that it was decided to propose it to an extended audienc

Source URL: www.stsaswiss.ch

Press Release PredictWallStreet Combines Real-Time Trader Sentiment with Real-Time Quotes for More Informed Intraday Trading Insight Real-time quotes distributed by Interactive Data are paired

Source URL: www.interactivedata-prd.com

• Investment
• Day trading
• Dot-com
• Finance
• Market data
• Quote.com
• Financial markets
• Financial economics
• Stock market

Agreement for Executing Broker to Screen for Clearing Broker Limits1 This Agreement for Executing Broker to Screen for Clearing Broker Limits (the “Give-Up Screening Agreement”) is made this ____ day of ___________,

Source URL: www.fia-tech.com

• Futures contract
• Commodity Futures Trading Commission
• Broker

Media Release: July 18, 2012 ETRACS ADDS ALERIAN MLP INDEX ETN TO ITS SUITE OF MLP-RELATED ETNs New York, July 18, 2012 – UBS announced that today is the first day of trading on the NYSE Arca for the ETRACS Alerian MLP

Source URL: etracs.ubs.com

• Finance
• Master limited partnership
• Exchange-traded note
• UBS
• ETN
• SteelPath
• Investment
• Alerian
• Financial economics

ORDER EXECUTION POLICY 1. Purpose The purpose of this policy is to establish effective arrangements for obtaining, when AGM Markets Limited, hereafter the “Company”, is executing clients’ orders, the best possible

Source URL: www.agmmarkets.com

• Investment
• Stock market
• Financial regulation
• Order
• Contract for difference
• Best execution
• Day trading
• Trading room
• Electronic trading platform
• Financial economics
• Financial markets
• Finance

Vol. 76 Wednesday, No. 149

Source URL: www.gpo.gov

• Investment
• Broker-dealer
• Day trading
• Securities Exchange Act
• Electronic trading
• Short
• Algorithmic trading
• U.S. Securities and Exchange Commission
• Commodity Futures Trading Commission
• Financial markets
• Financial economics
• Finance

JAC Alert TWUM - Version IV October 2014

Source URL: www.jacfutures.com

• Financial markets
• Stock market
• Futures contract
• Commodity Futures Trading Commission
• Margin
• Day trading
• Short
• Futures exchange
• Deposit account
• Financial economics
• Finance
• Business